On September 24, 2024, the CFTC charged four entities for not registering as futures commission merchants, highlighting the need for compliance in derivatives trading. This article explores the implications of these charges, the importance of FCM registration, and essential insights for investors.
标签： FCMs
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CFTC Fines Five Entities for Not Registering as FCMs: A Deep Dive
Explore the CFTC’s recent charges against five entities for failing to register as futures commission merchants, highlighting the importance of regulatory compliance in the trading landscape.
CFTC’s Action Against 14 Entities for Registration Violations
The CFTC has charged 14 entities for failing to register as FCMs or falsely claiming registration, enforcing compliance in futures trading.