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标签： Financial Regulation
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CFTC Charges 20 Entities for False Registration Claims
CFTC charges 20 entities for making false registration claims, highlighting investor protection and trading regulations.
Federal Court Orders Defendants to Pay Nearly $1.3 Million in Forex Fraud Scheme
A federal court has ordered defendants in a forex fraud scheme to pay nearly $1.3 million, highlighting the importance of regulatory oversight.
CFTC Issues Final Interpretive Guidance on Actual Delivery for Digital Assets
CFTC’s final guidance on actual delivery for digital assets provides clarity and protects investors in cryptocurrency transactions.
Federal Court Orders Defendants to Pay Over $4.25 Million for Fraud and Misappropriation
Federal court orders a $4.25 million penalty against defendants for fraud and misappropriation in trading practices.
CFTC Charges Nevada Company in $11 Million Cryptocurrency Fraud Scheme
The CFTC charges a Nevada company with an $11 million cryptocurrency fraud scheme, highlighting significant concerns in digital currency investments.
CFTC’s Gorfine Departure: Impact on Fintech and Digital Currency Regulation
Explore the implications of Daniel Gorfine’s departure from CFTC and its impact on fintech and digital currency regulation.
Federal Court Ruling on Bitcoin Solicitation Fraud: Key Takeaways
A Texas federal court ruling on Bitcoin solicitation fraud highlights the importance of investor diligence and regulatory measures.
Matthew Kulkin Steps Down as CFTC DSIO Director
Matthew Kulkin, Director of CFTC’s DSIO, announces his departure, reflecting on his achievements and future implications for the agency.
FCA Secures Victory Against Unauthorized Forex Operation
FCA wins a significant case against unauthorized forex firm, ensuring investor protections and market integrity.
CFTC Examination Priorities for 2019: Key Insights
Explore the CFTC’s examination priorities for 2019, focusing on market integrity, risk management, and compliance.
CFTC Seeks Public Comments on Crypto-asset Mechanics and Markets
The CFTC is soliciting public comments to enhance understanding of crypto-assets markets, beyond Bitcoin, including Ether. This initiative aims to gather diverse stakeholder insights on market mechanics, technological risks, and regulatory impacts which will inform future regulatory frameworks.
Conclusions from the Cryptoassets Taskforce | FCA
Explore the outcomes of the Cryptoassets Taskforce by the FCA, aimed at regulating cryptocurrencies and protecting investors.
CFTC Fintech Forward 2018: Innovations in Regulation and Education
The CFTC’s Fintech Forward 2018 conference will address key issues in fintech innovation and regulation. Join industry leaders as they explore the impact of technology on financial markets and discuss the future of regulatory frameworks and education in the fintech space.
CFTC Charges Two Defendants with Fraudulent Bitcoin Solicitation
CFTC charges two defendants with fraudulent solicitation and impersonation in an attempt to steal Bitcoin. Stay aware of cryptocurrency scams.
Exploring CFTC’s First Fintech Conference: Innovation and Regulation
Join the CFTC’s first Fintech conference to discuss innovation, regulation, and education in the evolving fintech landscape.
CFTC Takes Action Against Bitfinex for Illegal Commodity Transactions
The CFTC has fined Bitfinex $75,000 for illegal off-exchange commodity transactions and failure to register as a Futures Commission Merchant, highlighting the regulatory landscape for cryptocurrency trades.
CFTC Annual Enforcement Results for FY 2015: A Detailed Overview
Explore the CFTC’s annual enforcement results for FY 2015, highlighting key cases, penalties, and implications for investors.