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标签: SEC
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SEC Names Kurt Hohl as Chief Accountant
SEC Appoints Kurt Hohl to Critic…
CFTC and SEC Joint Statement on Regulatory Harmonization Efforts: Key Insights
CFTC and SEC’s joint statement on regulatory harmonization efforts highlights the importance of collaboration in navigating the digital asset landscape.
CFTC and SEC Joint Statement on Spot Crypto Asset Trading Implications
CFTC and SEC’s joint statement clarifies regulations on spot cryptocurrency trading, impacting investor behavior and market developments.
SEC’s Crypto Task Force Hosts Roundtable on Financial Surveillance and Privacy
The SEC Crypto Task Force hosts a roundtable to discuss financial surveillance and privacy in the cryptocurrency sector.
SEC Announces Agenda and Panelists for Roundtable on Trade-Through Prohibitions
SEC Announces Agenda and Panelis…
Founder and Owner of Washington-Based Water Machine Manufacturer and Two Companies Charged in $275 Million Fraud Scheme
Overview of the Scheme In a stun…
Founder and Owner of Washington-Based Water Machine Manufacturer and Two Companies Charged in $275 Million Fraud Scheme
Overview of the Scheme In a stun…
SEC Creates Task Force to Tap Artificial Intelligence for Enhanced Innovation and Efficiency Across the Agency
SEC Creates Task Force to Harnes…
Understanding the GENIUS Act: Implications for the Crypto Industry
Discover the GENIUS Act’s impact on the cryptocurrency landscape, exploring opportunities for investors and implications for blockchain developers in a changing regulatory environment.
Understanding the GENIUS Act: Implications for the Cryptocurrency Sector
Explore the implications of the recently passed GENIUS Act on the cryptocurrency market, focusing on regulatory clarity, consumer protection, and the promotion of innovation within the digital currency sector.
SEC Publishes Data on Broker-Dealers, Mergers & Acquisitions, and Business Development Companies
SEC Publishes Data on Broker-Dea…
SEC Publishes Data on Broker-Dealers, Mergers & Acquisitions, and Business Development Companies
SEC Publishes Data on Broker-Dea…
Regulators to Hold Outreach Event for Municipal Market Professionals
Overview of the 2025 Joint Compl…
SEC Office of the Investor Advocate Delivers to Congress Report on Objectives for Fiscal Year 2026
SEC’s Commitment to Retail…
SEC Extends Compliance Date to Help Broker-Dealers Fully Test and Implement Daily Reserve Computation Requirement
SEC Extends Deadline for Broker-…
Kevin Muhlendorf Named SEC Inspector General
On June 23, 2025, the Securities…
SEC Announces Departure of David Saltiel
SEC Announces Departure of David…
Brian Daly Named Director of Division of Investment Management
Brian Daly Takes the Helm at SEC…
SEC Names Kurt Hohl as Chief Accountant
SEC Appoints Kurt Hohl to Critic…
SEC Names Kurt Hohl as Chief Accountant
SEC Appoints Kurt Hohl to Critic…
SEC Names Kurt Hohl as Chief Accountant
SEC Appoints Kurt Hohl to Critic…
SEC Names Jamie Selway as Director of Trading and Markets
Overview The Securities and Exch…
SEC Names Erik Hotmire as Chief External Affairs Officer and Director of the Office of Public Affairs
SEC Names Erik Hotmire as Chief …
Exploring Decentralized Finance: Insights from the SEC Crypto Task Force
Explore the insights from the SEC on decentralized finance, its implications, and the future of DeFi.
The American Spirit in DeFi: SEC Insights
An exploration of the SEC’s insights on DeFi and its alignment with the American spirit, focusing on innovation, regulation, and investor protection.
Exploring DeFi and Its Impact on the American Financial Landscape
Discover the impact of DeFi on American finance, discussing regulatory responses and challenges ahead.
SEC Unveils Agenda and Expert Panelists for Crypto DeFi Roundtable
The SEC is set to hold a roundtable focusing on Decentralized Finance (DeFi), discussing its implications and regulatory challenges with a panel of experts. This initiative showcases the importance of balancing innovation in the cryptocurrency space with investor protection.
Unicoin Fraud Charges: SEC Targets $100 Million Cryptocurrency Scam
On May 20, 2025, the SEC charged Unicoin, Inc. and its executives with offering fraud that raised over $100 million from investors. This article explores the charges, their implications for investors and the cryptocurrency market, and lessons learned from the case.
The SEC’s Cooperative Approach: Balancing Innovation and Regulation
Explore the SEC’s approach to balancing innovation and regulation in the digital asset space. Understand the importance of dialogue with market participants and flexible regulatory frameworks.
SEC Announces Agenda for Tokenization Roundtable and DeFi Date Change
The SEC’s Crypto Task Force announces an agenda for a roundtable on tokenization and a change in date for the DeFi roundtable. This article explores the significance of these discussions in the evolving landscape of digital finance.
SEC’s Crypto Task Force Roundtable: Insights from Chairman Paul S. Atkins
Join us as we explore the insights and outcomes from the SEC’s Crypto Task Force Roundtable, featuring Chairman Paul S. Atkins. Discover the key topics discussed, including regulatory clarity, investor protection, and the future of cryptocurrency in the U.S.
SEC Charges PGI Global Founder with $198 Million Crypto Fraud Scheme
The SEC has charged PGI Global’s founder Ramil Palafox for orchestrating a $198 million fraud scheme involving cryptocurrency and foreign exchange, marking a pivotal moment for investor protection and regulatory scrutiny in the digital asset space.
SEC’s Roundtable on Crypto Custody: Key Insights and Implications
The SEC’s roundtable on crypto custody brings together industry experts to discuss the challenges and solutions in managing digital assets. This event highlights the importance of security, regulatory compliance, and trust for investors in the evolving cryptocurrency market.
SEC Insights: Crucial Remarks from the Crypto Task Force on Trading Regulations
Explore SEC Commissioner Uyeda’s remarks on the crypto trading landscape and necessary regulations for investor protection.
Trading Roundtable Insights: Navigating the Future of Digital Assets
Explore the insights from the SEC’s trading roundtable, focusing on Commissioner Hester M. Peirce’s remarks regarding regulatory clarity, innovation in trading practices, and the critical role of consumer protection in the evolving landscape of digital assets.
SEC Unveils Panelists and Agenda for Upcoming Crypto Trading Roundtable
The SEC is hosting a roundtable on crypto trading with various industry leaders and regulators. The agenda focuses on market integrity, investor protection, and regulatory frameworks, offering key insights for the future of digital asset trading.
SEC Crypto Task Force Continues Dialogue with Four New Roundtables
The SEC’s Crypto Task Force will host four more roundtables, allowing stakeholders to discuss regulation and challenges in the cryptocurrency market, fostering dialogue and insights for the future of digital assets.
Insights from the SEC Crypto Task Force Roundtable
Explore key insights from the SEC’s Crypto Task Force roundtable, focusing on digital asset regulation and consumer protection.
The SEC’s Spring: Innovations and Regulations in Cryptocurrency
Explore the SEC’s evolving role in cryptocurrency regulation and what it means for investors and blockchain developers in Spring 2025.
Defining Security Status: Insights from the SEC Crypto Task Force
Explore the SEC’s insights on security status in the cryptocurrency market, emphasizing the importance of regulatory frameworks, investor protection, and ongoing dialogue in the evolving landscape.
SEC Crypto Task Force Roundtable on Security Status: What Investors Need to Know
The SEC Crypto Task Force is set to hold a significant roundtable on March 3, 2025, to discuss the security status of cryptocurrencies. This event aims to clarify regulatory guidelines, protect investors, and enhance transparency in the crypto market. This article breaks down what investors should expect and why this roundtable is essential for understanding the evolving landscape of cryptocurrency regulation.
SEC’s Crypto Task Force: Enhancing Regulatory Frameworks for Digital Assets
The SEC has announced the formation of a Crypto Task Force led by Commissioner Hester Peirce to provide insights on cryptocurrency regulation. This initiative aims to enhance regulatory frameworks, ensuring investor protection while fostering innovation in the digital asset space.
SEC Dismisses Civil Enforcement Action Against Coinbase: What It Means for Investors
The SEC’s dismissal of the civil enforcement action against Coinbase marks a significant moment for the cryptocurrency market. This article explores its implications for investors and the evolving regulatory environment, emphasizing the importance of clarity and collaboration in cryptocurrency regulation.
Navigating the Future of Digital Assets: SEC Insights
Explore the SEC’s role in shaping the future of digital assets with key insights from Commissioner Hester M. Peirce, highlighting the need for balanced regulation and investor education in the ever-evolving crypto landscape.
The Journey Begins: SEC and the Future of Cryptocurrency Regulation
Explore the SEC’s evolving approach to cryptocurrency regulation led by Commissioner Hester M. Peirce. Understand the challenges and opportunities that lie ahead for digital assets in this comprehensive analysis.
SEC Crypto 2.0: Understanding the New Crypto Task Force Initiative
Explore the SEC’s new crypto task force, led by Commissioner Hester Peirce, as it aims to provide clearer regulations and enhance investor protection in the evolving cryptocurrency landscape.
SEC Charges Digital Currency Group and Former CEO of Genesis for Misleading Investors
The SEC has charged Digital Currency Group and its former CEO Soichiro Moro with misleading investors about Genesis Global Capital’s financial state, highlighting the importance of transparency in the cryptocurrency market.
SEC Charges Cumberland DRW for Operating as an Unregistered Dealer in Crypto Markets
The SEC has charged Cumberland DRW LLC for operating as an unregistered dealer in the crypto asset markets. This article discusses the implications of the charges, the nature of unregistered dealers, and the broader regulatory landscape affecting the cryptocurrency market.
SEC’s Latest Charges: Market Makers and Individuals Targeted in Crypto Manipulation Crackdown
The SEC charges market makers and individuals in a significant crackdown on crypto asset manipulation, highlighting the need for investor protection.