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标签: Securities Regulation

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CFTC and SEC Joint Statement on Regulatory Harmonization Efforts: Key Insights

Posted on 5 9 月, 2025 by Chain Base

CFTC and SEC’s joint statement on regulatory harmonization efforts highlights the importance of collaboration in navigating the digital asset landscape.

CFTC and SEC Joint Statement on Spot Crypto Asset Trading Implications

Posted on 2 9 月, 2025 by Chain Base

CFTC and SEC’s joint statement clarifies regulations on spot cryptocurrency trading, impacting investor behavior and market developments.

American Leadership in the Digital Finance Revolution

Posted on 31 7 月, 2025 by Chain Base

Explore American leadership in the digital finance revolution, addressing challenges and opportunities in cryptocurrency and blockchain.

Understanding the GENIUS Act: Implications for the Crypto Industry

Posted on 19 7 月, 2025 by Chain Base

Discover the GENIUS Act’s impact on the cryptocurrency landscape, exploring opportunities for investors and implications for blockchain developers in a changing regulatory environment.

Understanding the GENIUS Act: Implications for the Cryptocurrency Sector

Posted on 18 7 月, 2025 by Chain Base

Explore the implications of the recently passed GENIUS Act on the cryptocurrency market, focusing on regulatory clarity, consumer protection, and the promotion of innovation within the digital currency sector.

Seven Crypto ATMs Seized Amidst Suspected Illegal Operations

Posted on 17 7 月, 2025 by Chain Base

Discover the implications of the FCA’s seizure of crypto ATMs and arrests in the UK, and what it means for the future of cryptocurrency regulation.

Exploring Decentralized Finance: Insights from the SEC Crypto Task Force

Posted on 9 6 月, 2025 by Chain Base

Explore the insights from the SEC on decentralized finance, its implications, and the future of DeFi.

The American Spirit in DeFi: SEC Insights

Posted on 9 6 月, 2025 by Chain Base

An exploration of the SEC’s insights on DeFi and its alignment with the American spirit, focusing on innovation, regulation, and investor protection.

SEC Insights: Crucial Remarks from the Crypto Task Force on Trading Regulations

Posted on 11 4 月, 2025 by Chain Base

Explore SEC Commissioner Uyeda’s remarks on the crypto trading landscape and necessary regulations for investor protection.

Insights from the SEC Crypto Task Force Roundtable

Posted on 21 3 月, 2025 by Chain Base

Explore key insights from the SEC’s Crypto Task Force roundtable, focusing on digital asset regulation and consumer protection.

The SEC’s Spring: Innovations and Regulations in Cryptocurrency

Posted on 21 3 月, 2025 by Chain Base

Explore the SEC’s evolving role in cryptocurrency regulation and what it means for investors and blockchain developers in Spring 2025.

Tai Mo Shan Fined $123 Million for Misleading Investors on Terra USD Stability

Posted on 1 10 月, 2024 by Chain Base

Tai Mo Shan fined $123 million by SEC for misleading investors about Terra USD stability. Learn the implications for the crypto market.

SEC Charges Against Prager Metis: Implications for FTX Audits and Auditor Independence

Posted on 17 9 月, 2024 by Chain Base

SEC charges Prager Metis for negligence in FTX audits, highlighting the need for auditor independence and regulatory compliance.

SEC Charges Abra with Unregistered Crypto Securities Sales

Posted on 26 8 月, 2024 by Chain Base

SEC charges Abra for unregistered sales of crypto asset securities, emphasizing the importance of regulatory compliance in the cryptocurrency market.

Understanding SEC’s Disclosure Statement on Crypto Assets

Posted on 25 4 月, 2024 by Chain Base

Explore the SEC’s statement on disclosures in crypto markets, emphasizing investor protection and regulatory guidelines.

City Week: How Regulation Can Enhance the UK’s Fintech Prominence

Posted on 20 3 月, 2024 by Chain Base

Explore how regulation can bolster the UK’s position in fintech, examining the roles of the FCA, benefits, and future trends.

SEC Charges TradeStation Crypto Over Unregistered Lending Product

Posted on 7 2 月, 2024 by Chain Base

Explore the SEC’s charges against TradeStation Crypto for unregistered lending products and its implications for the cryptocurrency industry.

Understanding Liquid Staking: Insights from SEC Commissioner Crenshaw

Posted on 25 10 月, 2023 by Chain Base

Explore SEC Commissioner Crenshaw’s insights on liquid staking, its risks and benefits, and the importance of regulatory awareness for investors in the cryptocurrency market.

Understanding the Tokenization of Securities: Insights from the SEC

Posted on 25 10 月, 2023 by Chain Base

Explore the SEC’s insights on the tokenization of securities, its benefits, challenges, and future implications.

SEC Charges Celsius Network with Fraud: What Investors Need to Know

Posted on 16 10 月, 2023 by Chain Base

This article discusses the SEC’s charges against Celsius Network and Alex Mashinsky, focusing on the implications for investors in the cryptocurrency lending space, regulatory challenges, and the importance of due diligence in investing.

Bittrex Settles SEC Charges: Implications for Crypto Trading Platforms

Posted on 15 10 月, 2023 by Chain Base

Bittrex, a key player in the crypto trading landscape, settles SEC charges for operating as an unregistered exchange. This article delves into the implications of the settlement and what it means for investors and the broader cryptocurrency market.

Understanding the SEC’s Stance on Protocol Staking

Posted on 10 10 月, 2023 by Chain Base

Explore the SEC’s recent statement on protocol staking and its implications for investors in the cryptocurrency space.

CFTC and SEC Chairmen Support Market Transparency in Virtual Currency Innovation

Posted on 10 10 月, 2023 by Chain Base

CFTC and SEC chairmen advocate for transparency in the growing virtual currency market while supporting innovation.

Navigating Financial Innovation: Behind the FCA’s Regulatory Approach

Posted on 10 10 月, 2023 by Chain Base

Explore the FCA’s approach to regulating financial innovation, its challenges, and future trends in the financial sector.

Challenges and Opportunities for the FCA in the Cryptocurrency Space

Posted on 6 10 月, 2023 by Chain Base

Explore the FCA’s challenges and opportunities in cryptocurrency regulation, focusing on investor protection, compliance, and innovation.

SEC Takes Action Against Coinbase for Operating as Unregistered Exchange

Posted on 6 10 月, 2023 by Chain Base

The SEC has charged Coinbase for operating as an unregistered securities exchange, raising critical questions about regulatory compliance in the cryptocurrency landscape. This article explores the implications of these charges for investors and the broader cryptocurrency industry.

Understanding Initial Coin Offerings: A Comprehensive Guide

Posted on 4 10 月, 2023 by Chain Base

Explore the fundamentals of Initial Coin Offerings (ICOs), their benefits, risks, and the evolving regulatory landscape. Learn how to invest wisely.

FCA Consults on Cryptoassets Guidance: An Insight for Investors

Posted on 1 10 月, 2023 by Chain Base

Explore the FCA’s consultation on cryptoassets guidance that aims to clarify regulations and enhance consumer protection in cryptocurrency investments.

Key Insights from FCA’s First Cryptoassets Consumer Research

Posted on 1 10 月, 2023 by Chain Base

Explore key insights from the FCA’s first consumer research on cryptoassets, understanding the implications for investors and regulators.

Cautious Optimism for the Post-Pandemic World in Cryptocurrency

Posted on 1 10 月, 2023 by Chain Base

Exploring cautious optimism in cryptocurrency post-pandemic, focusing on recovery, regulations, and challenges ahead.

Drivers of Change in Financial Services: Trends and Responses

Posted on 1 10 月, 2023 by Chain Base

Explore the key drivers of change in the financial services industry and how organizations are responding to these challenges and opportunities.

SEC Charges Stoner Cats Web Series Creator Over Unregistered NFT Offering

Posted on 13 9 月, 2023 by Chain Base

The SEC has charged Stoner Cats 2 LLC for an unregistered NFT offering, marking a pivotal moment for the NFT space and underscoring the need for regulatory compliance among digital asset creators and investors.

SEC Charges Impact Theory for Unregistered NFT Offerings

Posted on 1 9 月, 2023 by Chain Base

Explore the SEC’s charges against Impact Theory for unregistered NFT offerings and their implications on the digital assets market.

Understanding Liquid Staking: Insights from the SEC’s Recent Statement

Posted on 25 8 月, 2023 by Chain Base

Dive into the SEC’s recent statement on liquid staking, explore its implications, and understand the future of this innovative financial practice.

SEC’s Groundbreaking Approval for In-Kind Crypto ETF Transactions

Posted on 30 7 月, 2023 by Chain Base

Explore the SEC’s recent approval for in-kind transactions in crypto ETPs and its implications for investors and the digital asset market.

SEC’s Final Crypto Task Force Roundtable: Future Directions in Cryptocurrency Regulation

Posted on 9 6 月, 2023 by Chain Base

Explore the future direction of cryptocurrency regulation as discussed at the SEC’s final Crypto Task Force roundtable led by Commissioner Caroline A. Crenshaw.

SEC.gov | New Paradigm: Insights from SEC Speaks on Crypto Regulation

Posted on 19 5 月, 2023 by Chain Base

Discover insights from Commissioner Hester M. Peirce’s remarks at SEC Speaks, highlighting the need for a new paradigm in cryptocurrency regulation. Explore key themes, implications for investors, and the balance between innovation and investor protection.

Regulation of Digital Assets in the UK | FCA

Posted on 25 4 月, 2023 by Chain Base

Explore the regulation of digital assets in the UK by the FCA, focusing on investor protection, compliance, and innovation in the cryptocurrency space.

SEC Roundtable on Crypto Custody: Key Insights and Implications

Posted on 2 4 月, 2023 by Chain Base

Explore key insights from the SEC’s Crypto Task Force roundtable on custody, focusing on regulatory clarity and investor protection.

CFTC Issues Final Interpretive Guidance on Actual Delivery for Digital Assets

Posted on 24 3 月, 2020 by Chain Base

CFTC’s final guidance on actual delivery for digital assets provides clarity and protects investors in cryptocurrency transactions.

Federal Court Orders Defendants to Pay Over $4.25 Million for Fraud and Misappropriation

Posted on 1 11 月, 2019 by Chain Base

Federal court orders a $4.25 million penalty against defendants for fraud and misappropriation in trading practices.

CFTC Charges Nevada Company in $11 Million Cryptocurrency Fraud Scheme

Posted on 16 10 月, 2019 by Chain Base

The CFTC charges a Nevada company with an $11 million cryptocurrency fraud scheme, highlighting significant concerns in digital currency investments.

Conclusions from the Cryptoassets Taskforce | FCA

Posted on 20 11 月, 2018 by Chain Base

Explore the outcomes of the Cryptoassets Taskforce by the FCA, aimed at regulating cryptocurrencies and protecting investors.

CFTC Charges Two Defendants with Fraudulent Bitcoin Solicitation

Posted on 28 9 月, 2018 by Chain Base

CFTC charges two defendants with fraudulent solicitation and impersonation in an attempt to steal Bitcoin. Stay aware of cryptocurrency scams.

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